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PECB Certified ISO 45001 Lead Auditor Exam Sample Questions (Q74-Q79):
NEW QUESTION # 74
An audit team leader arrives at a steel fabrication organisation that manufactures stairways to carry out a Stage2 certification audit. At a meeting with the OHSMS Manager, she is told that they have won their biggest contact from a construction organization to manufacture and install stairways.
During the audit, a team member found that several employees had suffered hand injuries over several months due to handrail welds not being property polished. The OHSMS Manager blames the new employees they had to take on because of the big contract. The auditor raises a nonconformance against clause 10.2 erf ISO 45001.
In relation to the nonconformity raised by the auditor and in line with the policy of the certification body, the audit team raise improvement opportunities in the audit report.
Which three of the options would represent acceptance opportunities for improvement in the report?
- A. Operational planning activities may benefit from an improved risk based approach based on international standards tor risk management.
- B. The requirement for wearing protective gloves could be extended to shop floor workers across all operations.
- C. A first aid station could be located next to the handrail polishing operation.
- D. All workers should be given competence test.
- E. A quality control programme could involve non-destructive testing of the welded handrails
- F. The induction programme for new employees could include an awareness training video in health and safety.
- G. The molding polishers should be disciplined for Incompetency.
- H. Additional internal audits of the OHS management system may reduce production problems.
Answer: A,B,F
Explanation:
Comprehensive Detailed Explanation along with All ISO 45001 Audit References Opportunities for improvement (OFIs) are suggestions provided during audits that do not indicate nonconformities but are aimed at enhancing the system's performance.
Analysis of Options:
* A. A quality control program could involve non-destructive testing of the welded handrails:While beneficial, this focuses on product quality rather than OH&S improvements.
* B. Operational planning activities may benefit from an improved risk-based approach based on international standards for risk management:Correct. Enhancing risk-based thinking aligns with Clause 6.1.1.
* C. A first aid station could be located next to the handrail polishing operation:While useful, first aid station placement is an operational matter, not directly related to OH&S management system improvement.
* D. Additional internal audits of the OHS management system may reduce production problems:
Internal audits should address system performance, not production problems.
* F. The induction program for new employees could include an awareness training video on health and safety:Correct. Enhanced training for new employees addresses Clause 7.2 (competence).
* G. The requirement for wearing protective gloves could be extended to shop floor workers across all operations:Correct. This improves hazard control in line with Clause 8.1.2.
* H. The molding polishers should be disciplined for incompetency:Disciplinary actions are outside the scope of system improvement.
ISO References:
* Clause 6.1.1: Risk management.
* Clause 7.2: Competence.
* Clause 8.1.2: Hierarchy of controls.
NEW QUESTION # 75
Just before the closing meeting of a third-party audit, the audit team leader is invited to a meeting with the OHS Manager. He tells the audit team leader that a member of the audit team was seen taking videos on the factory floor using his mobile phone and wants him suspended from the closing meeting with any nonconformities raised by him rescinded. When asked about this, the auditor said that he had obtained permission from one of the supervisors who was a member of the safety team.
Select the three best options of how the audit team leader might deal with this situation.
- A. Insist that the nonconformities must stand since there is clear evidence for them apart from the videos.
- B. Instruct the auditor to delete all photos immediately in such a manner that the OHS Manager can personally confirm this deletion.
- C. State that the auditor will take no further part in the audit and all his videos will be deleted.
- D. Advise the OHS Manager that they should speak to the supervisor to confirm the situation.
- E. Indicate that he, as audit team leader, will seek approval for the taking of videos by auditors at the opening meetings with management at all audits in the future.
- F. Personally delete all photos taken from the auditor ' s personal phone.
- G. Inform the OHS Manager that auditors must take videos for their report.
- H. Apologise for the auditor ' s behaviour and advise the OHS Manager that he will be reported to Head Office.
Answer: A,D,E
NEW QUESTION # 76
You identify that the OSHMS manager conducts a safety inspection of the building each day before the museum opens to the public. You review your latest report and note that there seems to be some confusion between what constitutes a hazard and what constitutes a risk.
Which three of the following observations has the OHSMS manager correctly rated?
- A. Conference room emergency sign directs people to an exit that is no longer available for use (Hazard)
- B. The non-slip mats have been removed from the restaurant (Risk)
- C. The emergency light In the gift shop did not work when checked (Risk)
- D. There is a water leak next to the electric heater in the admissions area (Danger)
- E. The head of the dinosaur suspended over the main hall has become detached from the rest of the skeleton (Risk)
- F. The fire extinguishers in the Natural World area have not been serviced in the last five years [Risk)
- G. The carpet on the main staircase is peeling off (Risk)
- H. There Is a high possibility of unfit food being sold due to the failure of the oven temperature indicator In the visitors' restaurant (Hazard)
Answer: C,F,G
Explanation:
Comprehensive Detailed Explanation along with All ISO 45001 Audit Reference Hazard: A potential source of harm or adverse health effects.
Risk: The likelihood of harm occurring as a result of the hazard.
Danger: An immediate threat that requires urgent action.
Analysis of Options:
A . Conference room emergency sign directs people to an exit that is no longer available for use (Hazard):
Correctly identified as a hazard since it poses a potential risk during emergencies.
B . The carpet on the main staircase is peeling off (Risk):
This is a hazard, not a risk, as it represents a source of potential harm.
C . The emergency light in the gift shop did not work when checked (Risk):
This is a hazard because it is a condition that could lead to a risk during emergencies.
D . The fire extinguishers in the Natural World area have not been serviced in the last five years (Risk):
Correctly identified as a risk because the likelihood of fire-related harm increases without proper servicing.
E . The head of the dinosaur suspended over the main hall has become detached from the rest of the skeleton (Risk):
This is a hazard, not a risk, as it represents a potential source of harm.
F . The non-slip mats have been removed from the restaurant (Risk):
This is a hazard, not a risk.
G . There is a high possibility of unfit food being sold due to the failure of the oven temperature indicator in the visitors' restaurant (Hazard):
This is a risk because it specifies the likelihood of harm occurring (selling unfit food).
H . There is a water leak next to the electric heater in the admissions area (Danger):
Correctly identified as a danger because it represents an immediate and critical threat.
ISO Reference:
Clause 6.1.2: Hazard identification and assessment of risks and opportunities.
NEW QUESTION # 77
Select three options that would provide evidence of conformance with clause 9.1.1 of ISO 45001.
- A. Reports showing that elevators have passed the annual inspection.
- B. Periodic analysis of the results of improvement actions.
- C. A procedure on how to determine trends when analysing OHS data.
- D. An increase in the visitors using the website.
- E. An OH&S objective to reduce the number of reported incidents.
- F. Signage that alerts visitors to hazards in the centre.
- G. Reports of accidents to staff members.
- H. Competency of centre staff.
Answer: B,C,G
NEW QUESTION # 78
Based on the image you provided, the question asks to identify which two phrases would apply to a first-party audit.
- A. The options are:
- B. Internal audit
- C. External audit
- D. Surveillance audit
- E. Process audit
- F. Regulatory audit
- G. Certification audit
Answer: B,C
NEW QUESTION # 79
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